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0605012 Informal Interpretation
Date
Rule
801.1(b)
I think your client does control the trust because it appoints the committee that has the right to remove and replace the trustees. The second paragraph is our position.
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20061038: Sprint Nextel Corporation; UbiquiTel Inc.
Date
Acquiring Party
Sprint Nextel Corporation
Acquired Party
UbiquiTel Inc.
Acquired Entities
UbiquiTel Inc.
20060964: Aleris International, Inc.; Corus Group plc
Date
Acquiring Party
Aleris International, Inc.
Acquired Party
Corus Group plc
Acquired Entities
Corus Aluminium Corp.
Corus Aluminium GmbH
Corus Aluminium Inc.
Corus Aluminium NV
Corus Aluminium Rolled Products BV
Corus Hylite BV
Corus LP
Hoogovens Aluminium Europe Inc.
20060759: KLA - Tencor Corporation; ADE Corporation
Date
Acquiring Party
KLA - Tencor Corporation
Acquired Party
ADE Corporation
Acquired Entities
ADE Corporation
20061024: The Bank of New York Company, Inc.; JPMorgan Chase & Co.
Date
Acquiring Party
The Bank of New York Company, Inc.
Acquired Party
JPMorgan Chase & Co.
Acquired Entities
J.P. Morgan Trust Australia Limited
20061019: Oracle Corporation; Portal Software, Inc.
Date
Acquiring Party
Oracle Corporation
Acquired Party
Portal Software, Inc.
Acquired Entities
Portal Software, Inc.
20061016: Apache Corporation; BP p.l.c.
Date
Acquiring Party
Apache Corporation
Acquired Party
BP p.l.c.
Acquired Entities
BP America Production Company
20061010: EQT IV No. 1 LP; Compass Group PLC
Date
Acquiring Party
EQT IV No. 1 LP
Acquired Party
Compass Group PLC
Acquired Entities
Compass Group PLC
20061003: Forstmann Little & Co. Equity Partnership VII, L.P.; Elyse N. Kroll
Date
Acquiring Party
Forstmann Little & Co. Equity Partnership VII, L.P.
Acquired Party
Elyse N. Kroll
Acquired Entities
ENK Productions, Ltd.
20061000: Level 3 Communications, Inc.; MCCC ICG Holdings, LLC
Date
Acquiring Party
Level 3 Communications, Inc.
Acquired Party
MCCC ICG Holdings, LLC
Acquired Entities
ICG Communications, Inc.
20060983: TCV IV, L.P.; Redback Networks Inc.
Date
Acquiring Party
TCV IV, L.P.
Acquired Party
Redback Networks Inc.
Acquired Entities
Redback Networks Inc.
20060970: Audax Private Equity Fund II, L.P.; The John C. Haugh Living Trust dated August 18, 2000
Date
Acquiring Party
Audax Private Equity Fund II, L.P.
Acquired Party
The John C. Haugh Living Trust dated August 18, 2000
Acquired Entities
The ColorMatrix Corporation
20060969: Audax Private Equity Fund II, L.P.; The Michael R. Shaughnessy Living Trust dtd August 31, 2000
Date
Acquiring Party
Audax Private Equity Fund II, L.P.
Acquired Party
The Michael R. Shaughnessy Living Trust dtd August 31, 2000
Acquired Entities
The ColorMatrix Corporation
20060961: American Capital Strategies, Ltd.; Avery Weigh-Tronix Holdings, Inc.
Date
Acquiring Party
American Capital Strategies, Ltd.
Acquired Party
Avery Weigh-Tronix Holdings, Inc.
Acquired Entities
Avery Weigh-Tronix-Holdings Limited
20060932: Mitchell Jacobson; Kennametal Inc.
Date
Acquiring Party
Mitchell Jacobson
Acquired Party
Kennametal Inc.
Acquired Entities
J&L America, Inc.
20060697: Coherent, Inc.; Excel Technology, Inc.
Date
Acquiring Party
Coherent, Inc.
Acquired Party
Excel Technology, Inc.
Acquired Entities
Excel Technology, Inc.
0605008 Informal Interpretation
Date
Rule
801.2
I don't think this changes my original conclusion. The holder of the warrants will either know that he is going to exercise them or that they will automatically be exercised at a date certain in the...
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0605009 Informal Interpretation
Date
Rule
803.9
one fee (see 803.9(c)). If they have other holdings outside of company A two fees.
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Displaying 27281 - 27300 of 47154