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Displaying 37001 - 37020 of 46456
0005007 Informal Interpretation
Date
Rule
7A(C)(2), 802.4
There is no such rule. I advised the writer that in the context of 802.4, minority voting stock holdings are not considered in determining whether the issuer has non-exempt assets in excess of $15MM...
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(29.1 KB)
0005008 Informal Interpretation
Date
Rule
801.1, 801.12
Agree. The number of purchased shares held by shareholder in relation to this total outstanding shares is irrelevant. The shares held cannot cast more than 45% of the votes for election of directors...
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(69.28 KB)
0005009 Informal Interpretation
Date
Rule
802.63
MB and TH concur
File
Original Image File
(23.65 KB)
0005012 Informal Interpretation
Date
Rule
Item 5(b)(ii)
I agree. The instructions to the form are contradictory and should be changed.
File
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(40.85 KB)
0005015 Informal Interpretation
Date
Rule
802.63
MB and TH concur.
File
Original Image File
(55.58 KB)
Rose Creek Health Products, Inc. et al.
Type of Action
Federal
Last Updated
FTC Matter/File Number
992 3107
20002861: Ernest L. Samuel; WorldClass Processing, Inc.
Date
Acquiring Party
Ernest L. Samuel
Acquired Party
WorldClass Processing, Inc.
Acquired Entities
WorldClass Processing, Inc.
20002837: North Castle Partners II, L.P.; M.H. Zeigler & Sons, Inc.
Date
Acquiring Party
North Castle Partners II, L.P.
Acquired Party
M.H. Zeigler & Sons, Inc.
Acquired Entities
M.H. Zeigler & Sons, Inc.
20002830: The Chase Manhattan Corporation; Christena Karen H. Durham Trust
Date
Acquiring Party
The Chase Manhattan Corporation
Acquired Party
Christena Karen H. Durham Trust
Acquired Entities
Huntsman Packaging Corporation
20002827: Carlton Communications Plc; Terry Laughren
Date
Acquiring Party
Carlton Communications Plc
Acquired Party
Terry Laughren
Acquired Entities
Screenvision Cinema Network, LLC
20002826: Carlton Communications Plc; Fred B. Tarter
Date
Acquiring Party
Carlton Communications Plc
Acquired Party
Fred B. Tarter
Acquired Entities
Cinema Bilboard Network, LLC
Screenvision Cinema Network, LLC
20002808: Flint Ink Corporation; Mr. Carlos Peralta
Date
Acquiring Party
Flint Ink Corporation
Acquired Party
Mr. Carlos Peralta
Acquired Entities
Alper Ink Group, LLC
20002792: Siebel Systems, Inc.; OpenSite Technologies, Inc.
Date
Acquiring Party
Siebel Systems, Inc.
Acquired Party
OpenSite Technologies, Inc.
Acquired Entities
OpenSite Technologies, Inc.
20002771: Allied Waste Industries, Inc.; Waste Management, Inc.
Date
Acquiring Party
Allied Waste Industries, Inc.
Acquired Party
Waste Management, Inc.
Acquired Entities
Cocopah Landfill, Inc.
Copper Mountain Landfill, Inc.
Peerless Landfill Company
USA Waste of Kentucky, LLC
Waste Management of Kentucky, LLC
Waste Management of South Carolina, Inc.
20002765: Plexus Corp.; Eloy S. Vallina-Laguera
Date
Acquiring Party
Plexus Corp.
Acquired Party
Eloy S. Vallina-Laguera
Acquired Entities
Elamex, S.A. de C.V.
Electronics las Torres, S.A. de C.V.
Servicios Administrativos
20002753: Joseph Sitt; Urban Brands, Inc.
Date
Acquiring Party
Joseph Sitt
Acquired Party
Urban Brands, Inc.
Acquired Entities
Urban Brands, Inc.
20002700: LifePoint Hospitals, Inc.; Columbia/HCA Healthcare Corporation
Date
Acquiring Party
LifePoint Hospitals, Inc.
Acquired Party
Columbia/HCA Healthcare Corporation
Acquired Entities
Putnam Hospital, Inc.
Displaying 37001 - 37020 of 46456